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Stamford, Connecticut
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Associate Compliance Analyst


Associate Compliance Analyst


Stamford, CT


You will be an integral part of the Investments Compliance Team supporting Genworth s approximately $75B insurance company portfolio. Compliance with laws, regulations and internal mandates contributes to the success of our business and protects our customers. We are looking for a compliance specialist to assist with these efforts.

This position will collaborate across the entire Investments business to ensure timely regulatory filings, portfolios are compliant with state and internal limits and adherence to our Code of Ethics. The position will report to the Investments Compliance Lead.


  • Complete and proactively monitor filings to obtain investment ratings from the Securities Valuation Office (SVO) and serve as a point of contact for all SVO related questions and issues
  • Compile required data for inclusion in quarterly investment presentations to individual insurance company Boards of Directors
  • Maintain data within personal trading and gifts and entertainment system
  • Assist in monitoring investment portfolio for compliance with state investment codes and internal limits
  • Work with the BlackRock Solutions team to keep portfolio and trade compliance rules up to date
  • Complete regular and ad-hoc reporting for various compliance and investment initiatives
  • Assist with coordination and logistics for compliance trainings including but not limited to new hire sessions, lunch and learns, and compliance awareness events
  • Support general compliance initiatives and projects



  • Minimum of two years of work experience
  • Knowledge of investment and/or insurance industry
  • Ability to multi-task with high attention to detail
  • Highly motivated/independent/organized
  • Strong writing and presentation skills
  • Strong communication and interpersonal skills


  • Investments experience in an insurance and/or financial services company
  • Familiarity with BlackRock Solutions Aladdin application
  • Strong computer skills, including PowerPoint, Word, Excel, Business Objects
  • Strong interest or background in technology


Genworth Financial, Inc. is a leading insurance holding company committed to helping families achieve the dream of home ownership and address the financial challenges of aging through its leadership positions in mortgage insurance and long term care insurance. Headquartered in Richmond, Virginia, Genworth traces its roots back to 1871.

Led by our Chief Investment Officer, the Investment Department manages a consolidated investment portfolio of nearly $75 billion and consists of investment professionals focused on portfolio management, risk management, asset management, derivatives, operations, finance and accounting functions.

We know we can t deliver on our mission unless we deliver for our employees. That s why we re committed to creating a work environment that fosters inclusion, camaraderie, rewarding work, community involvement, and a focus on our employees well-being. We know each employee contributes in their own unique way and we re dedicated to supporting every one of them to help them reach their full potential.

Associated topics: attorney, attorney corporate, compliance department, compliance office, counsel, internal, legal, legal affairs, legal department, market

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