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Robert Walters Associates logo
Company Name:
Robert Walters Associates
Approximate Salary:
Not Specified
Location:
New York, New York
Country:
United States
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Global Hedge Fund - Compliance Role

Overview: This individual will assist the firm's Chief Compliance Officer and General Counsel with a variety of substantive and administrative compliance matters, including surveillance, testing and assisting with the annual review. Role may also include a dotted line to the UK with generalist elements of finance and HR. Requirements: Candidate should be a team player, pro-active and must be able to navigate pressure filled situations with integrity, patience and perseverance. BA required along with excellent academic credentials, top Universities preferred. Ideally at least 2-4 years prior experience within a compliance department in an asset manager. Candidate must possess strong organizational and communication skills in addition to a strong interest in securities law compliance. Familiarity with the Advisers Act, Regulation M Rule 105, Schedules 13D and 13G and Forms 13F and 13H, Rule 206(4)-7, MNPI issues, etc. all pluses. A leading hedge fund seeks a Compliance Anaylst to join it's Manhattan office.

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